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2) Failure to Evaluate Foreign Supplier Performance and Risk (21 CFR 1.505(a)(2))
The second most common violation involves the requirement for importers to evaluate the performance of the foreign supplier and the risk posed by the food before approval and import.
FDA cites this issue when importers approve suppliers without conducting a structured evaluation or when documentation supporting the evaluation is incomplete or missing. Importers can strengthen compliance by implementing a clear supplier
approval framework that properly evaluates food safety hazards and supplier performance history.
3) Failure to Establish Approved Supplier Procedures (21 CFR 1.506(a)(1))
Another frequently cited requirement involves establishing procedures to ensure that imported foods come only from approved foreign suppliers (with some exceptions).
FDA cites this provision when companies lack a defined process for receiving product from approved suppliers (for example using a supplier approval procedure and checklist).
4) Failure to Establish Written Supplier Verification Procedures (21 CFR 1.506(b))
The fourth most commonly violated FSVP requirement is establishing and following written procedures for conducting foreign supplier verification activities.
FDA cites this requirement when importers conduct verification activities but fail to document clearly defined procedures governing those activities. Establishing written procedures is required to ensure that verification activities such as audits, sampling and testing, or record reviews are performed systematically and that responsibilities and frequencies are clearly defined.
5) Failure to Determine Appropriate Supplier Verification Activities (21 CFR 1.506(d)(1)(i))
Rounding out the top five FSVP violations is the requirement for importers to determine appropriate supplier verification activities based on the risks associated with the food and the performance of the foreign supplier.
A violation may be cited when an importer applies the same verification activity to multiple suppliers without evaluating the specific risks associated with each supplier individually.